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Online Securities Training Courses

About Our Self Study Securities Courses

This Securities training platform provides the most comprehensive and effective study materials that closely follow exam guidelines published by the regulatory bodies. Our study materials help candidates entering the securities industry to easily comprehend complex financial topics, and gain the knowledge and expertise needed to pass the qualification exams. Each training program is uniquely designed to prepare you for a specific qualification exam, and covers only the information you need to pass – Guaranteed.

Perfect for self-motivated learners - Study 24/7 with our Interactive Learning Portal, access streamlined exam-specific content and reinforce your new knowledge through multiple quizzes and simulated exams. The learning portal is designed to present you with only the information you need to pass your qualification exam – Guaranteed!

With each course, you receive the following key features:

  • Interactive Learning Portal
  • Chapter Quizzes
  • Realistic Exam Simulations
  • Virtual Study Calendar
  • OnDemand Video Lectures
  • Online Flash Cards
  • Animated Chapter Summaries
  • Key Facts
Series 26 - $199.95 Purchase

Series 26 - Investment Company Products/Variable Contracts Limited Principal

The Series 26 exam qualifies you as a Registered Principal for a financial institution in the business of redeemable securities of closed-end funds in initial distributions of securities and variable contracts. The exam consists of 110 multiple-choice questions and must be completed within 2 hours and 45 minutes. A score of 70% is required to pass the exam. Please note that as a required prerequisite for this exam, you must first hold a Series 6 or Series 7 license.

Series 6 - $199.95 Purchase

Series 6 – Investment Company and Variable Contracts Products Representative Examination (IR)

Passing the Series 6 exam is required by the Financial Industry Regulatory Authority (FINRA) in order for individuals to qualify to sell primary offerings of shares from closed-end companies, mutual funds, unit investment trusts and variable products on behalf of a registered broker-dealer. Once you pass your Series 6 exam, you will be qualified as a Registered Representative (RR). The Series 6 exam consists of 100 multiple-choice questions and must be completed within 2 hours and 15 minutes. A score of 70% is required to pass the exam.

Series 63 - $199.95 Purchase

Series 63 – Uniform Securities Agent State Law Examination

Passing your Series 63 exam qualifies you as a Securities Agent. This exam was developed by the North American Securities Administrators Association (NASAA), and is administered by the Financial Industry Regulatory Authority (FINRA). Series 63 is the state law and regulation exam for broker-dealer representatives that focuses on the Uniform Securities Act and the Statement of Policy and Model Rules adopted by NASAA. This exam consists of 60 multiple-choice questions and must be completed within 1 hour and 15 minutes. A score of 72% is required to pass the exam.

Series 65 - $199.95 Purchase

Series 65 – Uniform Investment Advisor Law Examination

Passing your Series 65 exam qualifies you as an Investment Advisor Representative and tests your understanding of topics necessary to provide investment advice to the public. This exam was developed by the North American Securities Administrators Association (NASAA), and is administered by the Financial Industry Regulatory Authority (FINRA). The exam consists of 130 multiple-choice questions and must be completed within 3 hours. A score of 72% is required to pass the exam.

Series 66 - $199.95 Purchase

Series 66 – Uniform Combined State Law Examination

Passing your Series 66 exam qualifies you as both a Securities Agent and an Investment Advisor Representative. This exam was developed by the North American Securities Administrators Association (NASAA), and is administered by the Financial Industry Regulatory Authority (FINRA). The exam consists of 100 multiple-choice questions and must be completed within 2 hours and 30 minutes. A score of 73% is required to pass the exam. Please note that the Series 7 exam is a co-requisite to this exam in order for you to register with the state.

Series 7 - $249.95 Purchase

Series 7 - General Securities Registered Representative

The purpose of the Series 7 exam is to test the degree of competence, skills and abilities necessary to perform the duties of a Registered Representative, as well as the knowledge of procedures and regulations in the transactions of general securities in order to protect investors. Series 7 focuses on five critical functions of Registered Representatives. This exam consists of 250 multiple-choice questions, broken into two sections of 125 questions each. Each section must be completed within 3 hours. A score of 72% is required to pass the exam.

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