Series 65 – Uniform Investment Advisor Law Examination
Passing your Series 65 exam qualifies you as an Investment Advisor Representative and tests your understanding of topics necessary to provide investment advice to the public. This exam was developed by the North American Securities Administrators Association (NASAA), and is administered by the Financial Industry Regulatory Authority (FINRA). The exam consists of 130 multiple-choice questions and must be completed within 3 hours. A score of 72% is required to pass the exam.
*You will receive an email after registering with the details for access to the online class.
**The State Filing fee is a fee charged by the state.
***Setup fees apply to all online courses