Series 63 – Uniform Securities Agent State Law Examination
Passing your Series 63 exam qualifies you as a Securities Agent. This exam was developed by the North American Securities Administrators Association (NASAA), and is administered by the Financial Industry Regulatory Authority (FINRA). Series 63 is the state law and regulation exam for broker-dealer representatives that focuses on the Uniform Securities Act and the Statement of Policy and Model Rules adopted by NASAA. This exam consists of 60 multiple-choice questions and must be completed within 1 hour and 15 minutes. A score of 72% is required to pass the exam.
*You will receive an email after registering with the details for access to the online class.
**The State Filing fee is a fee charged by the state.
***Setup fees apply to all online courses